NEW MEMBER FIRM: Northern Trust Securities, Inc
FIF is pleased to announce that Northern Trust Securities, Inc. has joined the FIF Community.
FIF Reg Best Interest Working Group Kick-off
21 October 2019
FIF will hold a Reg Best Interest Working Group kick-off meeting on Thursday, October 24 @ 11:00am. This working group will focus on industry best practices and information sharing with respect to meeting the provision…
Final Panelist Announced - FIF Annual Chicago Event
14 October 2019
The final panelist has been announced for FIFs Annual Chicago Event. Please join us on Tuesday, October 22, 2019 at Cboe Global Markets (400 South LaSalle Street, Chicago) for a luncheon and panel discussion on upcoming opti…
FIF Forms a SEC Reg Best Interest Working Group
14 October 2019
FIF has formed a new working group focued on Reg Best Interest. The working group will focus on Reg Best Interest implementation considerations, which will include: books and recordkeeping requirements, applicati…
FIF to hold a Chicago Financial Markets Event on October 22
07 October 2019
Please join us on Tuesday, October 22, 2019 at Cboe Global Markets (400 South LaSalle Street, Chicago) for a luncheon and panel discussion on upcoming options initiatives. The event will begin with a keynote presentation fro…
FIF Moderating 606 Panel at the Annual STA Conference
30 September 2019
FIF will be moderating a panel discussion on SEC Rule 606 at the 86th annual STA Market Structure Conference in Washington, D.C. on Friday, October 4.
FIF Chicago Event 10/22
30 September 2019
Please join us on Tuesday, October 22, 2019 at Cboe Global Markets (400 South LaSalle Street, Chicago) for a luncheon and panel discussion on upcoming options initiatives. The event will begin with a keynote presentation fro…
FIF Members Interviewed for Article on CAT
30 September 2019
Several key FIF Members were interviewed by Pensions & Investments on the progress of CAT. Among those interviewed were FIF Cybersecurity Working Group Chair, Jim Dolan of Luminex, Ron Veith of J.P. Morgan Chase, Manisha…
FIF Moderating a 606 Panel at the Annual STA Conference
23 September 2019
FIF will be moderating a panel discussion on SEC Rule 606 at the 86th annual STA Market Structure Conference in Washington, D.C. on Friday, October 4.
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