SLATE Working Group
FIF has scheduled a call for the SLATE Working Group for Thursday January 8 at 11 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.
CAT Monthly Update Working Group
22 December 2025
FIF has scheduled the January CAT Monthly Update Working Group call for Thursday January 8 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Report…
New Canada Regulatory Reporting Working Group
15 December 2025
In response to member request, FIF has created a new Working Group to discuss Canada Regulatory Reporting issues. If you would like to participate in this Working Group, please update your FIF profile or send a note to This…
Back Office Committee
15 December 2025
The Back Office Committee will have its next call on Tuesday December 16 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.
Rule 605 Working Group
15 December 2025
FIF has scheduled a call for the Rule 605 Working Group for Wednesday December 17 at 1 pm ET. The Working Group will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendment…
CAT Transaction Reporting and CAIS Working Groups
15 December 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday December 17 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting…
Cybersecurity Working Group
15 December 2025
The next call for the Cybersecurity Working Group will be on Wednesday December 17 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss current threats to the financial ind…
SLATE Working Group
15 December 2025
FIF has scheduled a call for the SLATE Working Group for Thursday December 18 at 10 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.
Front Office Committee
15 December 2025
The Front Office Committee will have its next call on Thursday December 18 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
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