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FIF Year-End Holiday Event

08 December 2025
FIF would like to thank Societe Generale for hosting and n-Tier fs for sponsoring a wonderful event on December 4th. For the third year in a row the FIF Year-End Holiday Event sold out and each year it seemingly gets better…
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New Canada Regulatory Reporting Working Group

08 December 2025
In response to member request, FIF has created a new Working Group to discuss Canada Regulatory Reporting issues. If you would like to participate in this Working Group, please update your FIF profile or send a note to This…
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TRF/ORF Working Group

08 December 2025
The TRF/ORF Working Group will have its next call on Monday December 8 at 1 pm ET. The Working Group will discuss FINRA Regulatory Notice 25-15 relating to the extension of the TRF hours of operation and issues and questions…
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Rule 605 and 606 Working Groups

08 December 2025
FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday December 9 at 1 pm ET. The Working Groups will continue the discussion of open interpretive questions relating to implementation of the…
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Regulatory Implementations Calendar

08 December 2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday December 9 at 2 pm ET. The Working Groups will continue the discussion of a calendar an…
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SLATE Working Group

08 December 2025
FIF has scheduled a call for the SLATE Working Group for Thursday December 11 at 11 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.  
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CAT Monthly Update Working Group

08 December 2025
FIF has scheduled the December CAT Monthly Update Working Group call for Thursday December 11 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Rep…
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Cybersecurity Working Group

08 December 2025
The next call for the Cybersecurity Working Group will be on Tuesday December 16 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss current threats to the financial indus…
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FIF Year-End Holiday Event: Full Panels Announced

01 December 2025
FIF is excited to announce our 2025 Year-End Holiday Event, hosted by Société Generale on December 4th from 2:45 pm to 7:30 pm ET. After opening remarks from Greg Zielinski (Chief Operating Officer – Societe Generale America…
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