Rule 605 Working Group
The next call for the Rule 605 Working Group will be on Tuesday November 18 at 3 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, inc…
Regulatory Implementations Calendar
17 November 2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Wednesday November 19 at 2 pm ET. The Working Groups will discuss an updated Regulatory Impleme…
SLATE Working Group
17 November 2025
FIF has scheduled a call for the SLATE Working Group for Thursday November 20 at 11 am ET. The Working Group will continue the discussion of a draft letter to FINRA relating to SLATE implementation.
Data & Technology Committee
17 November 2025
The Data & Technology Committee will have its next call on Monday November 24 at 3 pm ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
Front Office Committee
17 November 2025
The Front Office Committee will have its next call on Tuesday November 25 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
Panel Topics Announced - FIF Year-End Holiday Event
10 November 2025
FIF is excited to announce our 2025 Year-End Holiday Event, hosted by Société Generale on December 4th from 2:45 pm to 7:30 pm ET. After opening remarks from Société Generale, there will be three panels. The first panel will…
FIF Submits Letter to SEC on Compliance Date for Short Position Reporting
10 November 2025
On November 4, FIF submitted a letter to request that the SEC confirm in writing that the compliance date for short position reporting will not be January 2, 2026. FIF would like to thank the members of the Data & T…
Rule 605 Working Group
10 November 2025
The next call for the Rule 605 Working Group will be on Monday November 10 at 2 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, incl…
CAT Transaction Reporting and CAIS Working Groups
10 November 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday November 12 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting…
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