FIF Submits Letter to FINRA on SLATE Implementation
On November 24, FIF submitted a letter to FINRA on SLATE implementation. FIF would like to thank the members of the SLATE Working Group for their contributions in the drafting of this letter.
New Canada Regulatory Reporting Working Group
01 December 2025
In response to member request, FIF has created a new Working Group to discuss Canada Regulatory Reporting issues. If you would like to participate in this Working Group, please update your FIF profile or send a note to This…
Rule 605 Working Group
01 December 2025
The next call for the Rule 605 Working Group will be on Monday December 1 at 2 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, inclu…
SLATE Working Group
01 December 2025
FIF has scheduled a call for the SLATE Working Group for Wednesday December 3 at 11 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.
CAT Transaction Reporting and CAIS Working Groups
01 December 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday December 3 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, C…
TRF/ORF Working Group
01 December 2025
The TRF/ORF Working Group will have its next call on Monday December 8 at 1 pm ET. The Working Group will discuss FINRA Regulatory Notice 25-15 relating to the extension of the TRF hours of operation and issues and questions…
Regulatory Implementations Calendar
01 December 2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday December 9 at 2 pm ET. The Working Groups will continue the discussion of a calendar an…
CAT Monthly Update Working Group
01 December 2025
Because of the FIF event at SocGen on December 4, FIF has scheduled the December CAT Monthly Update Working Group call for December 11 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Particip…
Cybersecurity Working Group
01 December 2025
The next call for the Cybersecurity Working Group will be on Tuesday December 16 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss current threats to the financial indus…
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