SLATE Working Group
FIF has scheduled a call for the SLATE Working Group for Thursday November 13 at 11 am ET. The Working Group will continue the discussion of a draft letter to FINRA relating to SLATE implementation.
Panel Topics Announced - FIF Year-End Holiday Event
03 November 2025
FIF is excited to announce our 2025 Year-End Holiday Event, hosted by Société Generale on December 4th from 2:45 pm to 7:30 pm ET. After opening remarks from Société Generale, there will be three panels. The first panel will…
FIF Submits Letter to SEC on Implementation of Reg NMS Amendments
03 November 2025
On October 29, FIF submitted a letter to the SEC discussing implementation of the Reg NMS amendments relating to minimum pricing increments and access fee caps. FIF would like to thank the participants of the Data and T…
Short Position Reporting
03 November 2025
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday November 3 at 11 am ET. The Working Group will discuss the current status on implementation of the SEC’s rule on short positio…
Rule 605 Working Group
03 November 2025
The next call for the Rule 605 Working Group will be on Monday November 3 at 2 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, inclu…
Reg NMS Amendments
03 November 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Monday November 3 at 3 pm ET. The Committee and Working Group will discuss the exemptive order publishe…
SLATE Working Group
03 November 2025
FIF has scheduled two calls this week for the SLATE Working Group: the first call will be on Wednesday November 5 at 11 am ET; the second call will be on Thursday November 6 at 11 am ET. The Working Group will continue its d…
CAT Monthly Update Working Group
03 November 2025
The CAT Monthly Update Working Group call for November will be on Thursday November 6 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting…
CAT Transaction Reporting and CAIS Working Groups
03 November 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday November 12 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting…
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