FIF SLATE Working Group
FIF has scheduled two calls this week for the SLATE Working Group: the first call will be on Wednesday October 29 at 11 am ET; the second call will be on Thursday October 30 at 11 am ET. The Working Group will continue its d…
CAT Transaction Reporting and CAIS Working Groups
27 October 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday October 29 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, C…
T+1 / Trade Date Affirmations Subgroup
27 October 2025
FIF has scheduled a call for the T+1 / Trade Date Affirmations subgroup for Thursday October 30 at 1:30 pm ET. The subgroup will discuss a question from an FIF member relating to non-standard settlement. If you would like to…
FIF Year-End Event: Save the Date
20 October 2025
FIF is excited to announce our 2025 Year-End Holiday Event, hosted by Société Générale and sponsored by n-Tier fs. The event will take place on Thursday December 4th at 245 Park Avenue, New York, NY 10167. This is…
FIF Submits Letter to FINRA on Reconciliation of Regulation Transaction Fee
20 October 2025
On October 13, FIF submitted a letter to FINRA requesting enhancements to the report currently provided by FINRA to facilitate broker-dealer reconciliation of the FINRA Regulatory Transaction Fee (RTF). FINRA charges the RTF…
Rule 605 Working Group
20 October 2025
The next call for the Rule 605 Working Group will be on Monday October 20 at 2 pm ET. The Working Group will continue its discussion of open interpretive questions relating to implementation of the Rule 605 amendments, inclu…
Back Office Committee
20 October 2025
The Back Office Committee will have its next call on Tuesday October 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
Reg NMS: Minimum Pricing Increments and Access Fee Caps
20 October 2025
FIF has scheduled a call for Tuesday October 21 at 3 pm ET to discuss the potential impact of the recent appeals court decision relating to minimum pricing increments and access fee caps. FIF has invited the members of the D…
SLATE Working Group
20 October 2025
The SLATE Working Group will have its next call on Wednesday October 22 at 10 am ET. The Working Group will continue its discussion of issues relating to the implementation of SLATE reporting, including next steps with the S…
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