CAT Port Settings
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday October 15 at 11 am ET. This call will focus on FIF submitting to the SEC a request for exemption relating to CAT reporting of port setti…
FIF Best Execution Webinar
06 October 2025
FIF is hosting a webinar on Best Execution for the Compliance and Surveillance Working Group. The webinar will be on Monday October 27 at 3 pm ET. The moderator will be Scott Trilling of Fidelity. The panelists will be Mark…
FIF Chicago Event
29 September 2025
Note: Today is the last day to register if you want a printed nametag, I will be submitting the registrant list to the printers by EOD. If you did not receive a calendar invite, you are not registered. Email This email addre…
FIF Submits Letter on SIP Odd Lots
29 September 2025
On September 24, FIF submitted a letter to the SEC in support of the request for temporary exemption submitted by the CQ, CTA and UTP Plans relating to odd-lot depth-of-book quotes.
SLATE Working Group
29 September 2025
FIF has scheduled two calls for the SLATE Working Group for this week. The first call will be on Monday September 29 at 11 am ET; the second call will be on Wednesday October 1 at 11 am. The Working Group will continue its d…
Front Office Committee; Tokenized Securities
29 September 2025
The Front Office Committee will have its next call on Tuesday September 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The FIF Committee Co-Chairs…
Tax Information Reporting Working Group
29 September 2025
The next call for the Tax Information Reporting Working Group will be on Tuesday September 30 at 3 pm ET. Representatives from Wolters Kluwer will discuss inaugural 1099-DA reporting season concerns.
CAT Transaction Reporting and CAIS Working Groups
29 September 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday October 1 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CA…
Reg NMS: Odd Lots on the SIPs
29 September 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Wednesday October 8 at 11 am ET. The Committee and Working Group will continue the review and discussio…
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