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FIF Best Execution Webinar

13 October 2025
FIF is hosting a webinar on Best Execution for the Compliance and Surveillance Working Group. The webinar will be on Monday October 27 at 3 pm ET. The moderator will be Scott Trilling of Fidelity. The panelists will be Mark…
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FIF Chicago Event

06 October 2025
FIF has closed registration for our annual Chicago event, sponsored by Cboe Global Markets. The event will take place this afternoon. After opening remarks from Kevin Carrai of Cboe, there will be two panels, one focusing on…
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FIF Submits Comment Letter to SEC on FINRA’s Withdrawal of its CAT Cost Recovery Fee Filing

06 October 2025
On October 3, FIF submitted a comment letter to the SEC relating to FINRA’s withdrawal of its CAT Cost Recovery Fee filing. FIF would like to thanks the members of the CAT Transaction Reporting and CAIS Working Groups for th…
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Regulatory Implementations Calendar

06 October 2025
As a follow-up to the Working Group call on September 25, FIF has posted an updated version of the Regulatory Implementations Calendar.
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SLATE Working Group

06 October 2025
FIF has scheduled two calls for the SLATE Working Group for this week. The first call will be on Wednesday October 8 at 10 am; the second call will be on Thursday October 9 at 11 am. The Working Group will continue its discu…
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Reg NMS: Odd Lots on the SIPs

06 October 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Wednesday October 8 at 11 am ET. The Committee and Working Group will continue the review and discussio…
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CAT Transaction Reporting and CAIS Working Groups

06 October 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday October 8 at 2 pm ET. The Working Groups will continue the discussion of issues relating to CAT Transaction Reporting, CA…
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Rule 605 Working Group

06 October 2025
The next call for the Rule 605 Working Group will be on Wednesday October 8 at 3 pm ET. The Working Group will continue its discussion of reporting for different order types in connection with the upcoming Rule 605 amendment…
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CAT Monthly Update Working Group

06 October 2025
The CAT Monthly Update Working Group call for October will be on Thursday October 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CA…
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