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CAT Transaction Reporting and CAIS Working Groups

22 September 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday September 24 at 2 pm ET. The Working Groups will discuss issues relating to CAT billing, CAT Transaction Reporting and CA…
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Section 31 Fees Subgroup

22 September 2025
The Section 31 Fees subgroup will have its next call on Thursday September 25 at 1 pm ET. The subgroup will continue its discussion of enhancing the data provided by FINRA to assist firms in reconciling the FINRA Regulatory…
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Regulatory Implementations Calendar

22 September 2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Thursday September 25 at 2 pm ET. The Working Groups will review and discuss an updated regulat…
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Front Office Committee; Tokenized Securities

22 September 2025
The Front Office Committee will have its next call on Tuesday September 30 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The FIF Committee Co-Chairs…
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Tax Information Reporting Working Group

22 September 2025
The next call for the Tax Information Reporting Working Group will be on Tuesday September 30 at 3 pm ET. Representatives from Wolters Kluwer will discuss inaugural 1099-DA reporting season concerns. 
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FIF Chicago Event

15 September 2025
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Kevin Carrai of Cboe Global Markets, there will be two panels, one focusing on options trading and market…
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FIF Submits Comment Letter to SEC on Extension of TRF Hours of Operation

15 September 2025
On September 9, FIF submitted a comment letter to the SEC in response to the rule filing by FINRA to extend the hours of operation of the FINRA/Nasdaq and FINRA/NYSE Trade Reporting Facilities. FIF would like to thank the me…
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FIF Submits Letter to OFR on Repo Reporting

15 September 2025
On September 12, FIF submitted a letter to the Treasury Department’s Office of Financial Research relating to the reporting of non-centrally cleared bilateral repos. FIF would like to thank the members of the OFR Repo Report…
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Section 31 Fees Subgroup

15 September 2025
The Section 31 Fees subgroup will have its next call on Monday September 15 at 3 pm ET. The subgroup will continue its discussion of enhancing the process for reconciliation of the FINRA Regulatory Transaction Fee. The subgr…
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