Skip to main content

CAT Monthly Update Working Group

08 September 2025
The CAT Monthly Update Working Group call for September will be on Thursday September 11 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reportin…
View more

Section 31 Fees Subgroup

08 September 2025
The Section 31 Fees subgroup will have its next call on Monday September 15 at 3 pm ET. The subgroup will continue its discussion of enhancing the process for reconciliation of the FINRA Regulatory Transaction Fee. The subgr…
View more

Back Office Committee

08 September 2025
The Back Office Committee will have its next call on Thursday September 18 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be Ian Sp…
View more

FIF Boston Event - In Pictures

04 September 2025
 
View more

New FIF Member: Marex

01 September 2025
FIF is pleased to welcome Marex to the FIF Community.
View more

FIF Boston Event

01 September 2025
We have reached capacity for the FIF Boston event. The live, in-person event will take place on September 2nd from 5-8 pm ET at the Fidelity Investments offices. The event will be co-sponsored by Fidelity Capital Markets and…
View more

FIF Submits Letter to SEC Relating to Planned Expansion of Exchange Trading Hours

01 September 2025
On August 28, FIF submitted a letter to the SEC relating to the planned expansion of exchange trading hours. FIF would like to thank the members of the 24x7 Trading Working Group for their contributions in the drafting of th…
View more

Reg NMS: Odd Lots on the SIPs

01 September 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Wednesday September 3 at 3 pm ET. The Working Groups will continue the review and discussion of the doc…
View more

SLATE and Short Position Reporting

01 September 2025
FIF has scheduled a joint call for the SLATE Working Group and the Short Sales / Reg SHO / Short Reporting Working Group for Thursday September 4 at 11 am ET. The Working Groups will discuss a draft FIF letter to the SEC to…
View more

Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.