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CAT Transaction Reporting and CAIS Working Groups

01 September 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Thursday September 4 at 2 pm. Because of a conflict with a CAT Operating Committee call that is scheduled for this Wednesday, FIF i…
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SEC Transition Working Group

01 September 2025
The SEC Transition Working Group will have its next call on Thursday September 4 at 3 pm ET. FIF members and FIF will provide an update on December 19 FIF meetings with the SEC, FINRA and the Treasury Department.
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OFR Repo Reporting Working Group

01 September 2025
The OFR Repo Reporting Working Group will have its next call on Monday September 8 at 11 am ET. The Working Group will discuss a draft FIF letter to the Treasury Department’s Office of Financial Research (“OFR”) relating to…
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Expansion of TRF Hours of Operation

01 September 2025
The next call for the TRF / ORF Working Group will be on Monday September 8 (time to be determined). The Working Group will discuss a draft supplemental FIF comment letter in response to the rule filing by FINRA to expand th…
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Section 31 Fees Subgroup

01 September 2025
The Section 31 Fees subgroup will have its next call on Monday September 15 at 3 pm ET. The subgroup will continue its discussion of enhancing the process for reconciliation of the FINRA Regulatory Transaction Fee. The subgr…
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Back Office Committee

01 September 2025
The Back Office Committee will have its next call on Thursday September 18 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be Ian Sp…
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FIF Boston Event

25 August 2025
We have reached capacity for the FIF Boston event. The live, in-person event will take place on September 2nd from 5-8 pm ET at the Fidelity Investments offices. The event will be co-sponsored by Fidelity Capital Markets and…
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FIF Meetings with SEC, FINRA and Treasury Department

25 August 2025
On August 19, FIF members and FIF participated in meetings with SEC, FINRA and Treasury Department representatives. The topics of discussion included CAT, CAIS, electronic blue sheets, large trader reporting, Rule 605, Rule…
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FIF Submits Letter to SEC on Implementation of Rule 605

25 August 2025
On August 20, FIF submitted a letter to the SEC relating to implementation of the Rule 605 amendments. FIF would like to thank the members of the Rule 605 Working Group for their contributions in the drafting of this letter.
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