Emerging Technologies Working Group
The Emerging Technologies Working Group will have its next call on Wednesday August 20 at 11 am ET. The spotlight presenter will be Arup Datta of Kyndryl, who will discuss Agentic AI.
Reg NMS: Odd Lots on the SIPs
18 August 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Wednesday August 20 at 1 pm ET. The Working Groups will discuss the documentation published by SIAC and…
CAT PII, CAT Transaction Reporting and CAIS
18 August 2025
FIF has scheduled a joint call for the CAIS and CAT Transaction Reporting Working Groups for Wednesday August 20 at 2 pm ET. The Working Groups will discuss a revised draft FIF comment letter relating to the removal of PII f…
SLATE Working Group
18 August 2025
The next call for the SLATE Working Group will be on Thursday August 21 at 10 am ET. The Working Group will continue its discussion of a draft FIF letter to the SEC and FINRA relating to the implementation of SLATE reporting.
Panels Finalized - FIF Boston Event
11 August 2025
FIF is pleased to announce our first ever Boston event. The live, in-person event will take place on September 2nd from 5-8 pm ET at the Fidelity Investments offices. The event will be co-sponsored by Fidelity Capital Market…
CAT Representative Order Linkage
11 August 2025
On August 4, FIF submitted to the SEC a revised draft of a request for a permanent exemption relating to CAT representative order linkage.
FIF Comment Letter to SEC on Extension of TRF Hours of Operation
11 August 2025
On August 6, FIF submitted a comment letter to the SEC in response to the rule filing by FINRA to extend the TRF hours of operation. FIF would like to thank the members of the TRF / ORF Working Group and the 24x7 Trading Wor…
FIF Letter to SEC on CAT Billing
11 August 2025
On August 7, FIF submitted a letter to the SEC to highlight the need for regulatory clarity for broker-dealers on how to proceed with respect to CAT billing after the decision by the 11th Circuit Court of Appeals to vacate t…
Upcoming Odd Lot Changes
11 August 2025
FIF will be scheduling a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group to discuss the documentation published by SIAC and the UTP relating to odd lot data being added to the…
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