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CAT Transaction Reporting and CAIS Working Groups

15 September 2025
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday September 17 at 2 pm ET. The Working Groups will discuss issues relating to CAT billing, CAT Transaction Reporting and CA…
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SLATE Working Group

15 September 2025
FIF has scheduled a call for the SLATE Working Group for Thursday September 18 at 10 am ET. FIF members will provide an update on discussions with FINRA to address current challenges with SLATE reporting.
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Back Office Committee

15 September 2025
The Back Office Committee will have its next call on Thursday September 18 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be Ian Sp…
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SEC Six-Month Rulemaking Agenda

15 September 2025
On Monday September 22 at 1 pm ET, Ignacio Sandoval will review the six-month rulemaking agenda recently published by the SEC. FIF has invited the members of the Compliance and Surveillance Working Group and the SEC FINRA Re…
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Reg NMS: Odd Lots on the SIPs

15 September 2025
FIF has scheduled a joint call for the Data and Technology Committee and the Equity Market Regulations Working Group for Monday September 22 at 2 pm ET. The Committee and Working Group will (i) continue the review and discus…
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Data & Technology Committee

15 September 2025
The Data & Technology Committee will have its next call on Wednesday September 24 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets…
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Rule 605 Working Group

15 September 2025
The next call for the Rule 605 Working Group will be on Wednesday September 24 at 1 pm ET. FIF members will provide an update on a September 17 meeting with SEC representatives relating to the implementation of the Rule 605…
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Regulatory Implementations Calendar

15 September 2025
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Thursday September 25 at 2 pm ET. The Working Groups will review and discuss an updated regulat…
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Tax Information Reporting Working Group

15 September 2025
The next call for the Tax Information Reporting Working Group will be on Tuesday September 30 at 3 pm ET. Representatives from Wolters Kluwer will discuss inaugural 1099-DA reporting season concerns. 
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