News

New 24/7 Trading Working Group

19 May 2025

Earlier this month, FIF created a new Working Group (the CFTC 24/7 Working Group) to discuss the recent CFTC request for comment on 24/7 trading. FIF has now renamed this group as the 24/7 Trading Working Group. This Working…

Reg NMS Amendments: Implementation of Round Lot Changes

12 May 2025

FIF has scheduled a call for the Equity Market Regulations Working Group for Monday May 12 at 2 pm. The Working Group will review the recent updates to the CTA and UTP specifications for the implementation of the Reg NMS cha…

Rule 606 Working Group

12 May 2025

FIF has scheduled a call for the Rule 606 Working Group for Monday May 12 at 3 pm ET. The Working Group will discuss revised draft FAQs relating to Rule 606(a) reporting to submit to the SEC.

Direct Reporting of Muni Trades

12 May 2025

FIF has created a subgroup to discuss direct reporting of muni trades. Peter Lisman of Broadridge is coordinating this subgroup and has scheduled a call for Tuesday May 13 at 1 pm ET. The subgroup will review a revised draft…

CAT CAIS Working Group

12 May 2025

FIF has scheduled a call for the CAIS Working Group for Wednesday May 14 at 11 am ET. The Working Group will discuss CAIS issues for expunging inactive accounts.

CAT Transaction Reporting Working Group

12 May 2025

The CAT Transaction Reporting Working Group will have its next call on Wednesday May 14 at 2 pm ET. The Working Group will continue its discussion of managing CAT costs and discuss feedback from FINRA CAT to comments previou…

SLATE Working Group

12 May 2025

The SLATE Working Group will have its next call on Thursday May 15 at 11 am ET. The Working Group will discuss key issues to highlight to FINRA. The Working Group will also discuss how FIF members plan to proceed on the vari…

Back Office Committee

12 May 2025

The Back Office Committee will have its next call on Tuesday May 20 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. Nick Rupprecht from Virtu will discuss future…

Regulatory Implementations Calendar

12 May 2025

FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Tuesday May 20 at 2 pm ET. The Working Groups will review and discuss an updated regulatory imp…

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