FIF Submits Letter to SEC Commissioners on Implementation Issues Impacting FIF Members
05 May 2025
On April 28 FIF submitted a letter to the SEC Commissioners on implementation issues impacting FIF members. FIF would like to thank the members of the SEC Transition Working Group for their contributions in the drafting of t…
On May 1 FIF submitted a comment letter to the SEC in response to new Rule 6152 proposed by FINRA, which would require the centralized reporting of Rule 605 reports to FINRA. FIF would like to thank the members of the Rule 6…
The SLATE Working Group will have its next call on Monday May 5 at 11 am ET. The Working Group will discuss the recent request by FINRA to the SEC to extend the implementation dates for SLATE reporting and dissemination of S…
FIF has scheduled a call for the Rule 606 Working Group for Monday May 5 at 2 pm ET. The Working Group will discuss draft FAQs relating to Rule 606(a) reporting to submit to the SEC.
The next call for the TRACE / RTRS Working Group will be on Tuesday May 6 at 2 pm ET. The Working Group will discuss a draft letter to FINRA on reporting factors to TRACE and reporting trade reversals.
The CAT Transaction Reporting Working Group will have its next call on Wednesday May 7 at 2 pm ET. The Working Group will continue its discussion of the implementation of the new BFMM flag and managing CAT costs.
FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 8 at 11 am ET. The Working Group will review a revised draft comment letter to FINRA to recommend changes to shor…
FIF has scheduled a joint call for the LOPR and OTC Options Reporting Working Groups for Thursday May 8 at 2 pm ET. The Working Groups will discuss questions from an FIF member on LOPR reporting for OTC barrier options.
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