FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 1 at 11 am ET. The Working Group will review a revised draft comment letter to FINRA to recommend changes to shor…
FIF has created a subgroup to discuss direct reporting of muni trades to the MSRB. FIF has scheduled a call for this subgroup for Thursday May 1 at 1 pm ET. The subgroup will review a draft letter to the MSRB recommending th…
The CAT Monthly Update Working Group call for May will be on Thursday May 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS a…
Securities Lending Transparency (SLATE) Working Group
21 April 2025
FIF has scheduled three calls for this week for the SLATE Working Group. The first call will be on Monday April 21 at 11 am ET; the second call will be on Wednesday April 23 at 10 am ET; and the third call will be on Thursda…
An FIF member has scheduled a call for Monday April 21 at 12 pm ET to discuss direct reporting to the MSRB RTRS reporting system. If you are interested in participating in this discussion and have not yet registered for this…
The Front Office Committee will have its next call on Tuesday April 22 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
The next call for the SEC Transition Working Group will be on Wednesday April 23 at 11 am ET. The Working Group will discuss a revised draft letter to the SEC Commissioners that identifies current implementation issues for t…
The CAT Transaction Reporting Working Group will have its next call on Wednesday April 23 at 2 pm ET. The Working Group will continue its discussion on the CAT fee dispute resolution process and the reporting of handling ins…
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