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Short Interest Reporting

21 April 2025
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Thursday April 24 at 10 am ET. The Working Group will review a draft comment letter in response to FINRA Regulatory Notice 25-04 (FIN…
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FIF Webinar on Electronic Communications Surveillance

21 April 2025
On Monday April 28 at 3 pm ET, FIF is hosting a webinar on Electronic Communications Surveillance. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Rajni Chidambaram of Interactive Brokers, Erin…
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TRACE / RTRS Working Group

21 April 2025
The next call for the TRACE / RTRS Working Group will be on Tuesday April 29 at 2 pm ET. The Working Group will discuss current challenges with reporting factors to TRACE and a proposal from an FIF member to address this iss…
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Joint Rule 605 and Rule 606 Working Group Call

21 April 2025
FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday April 29 at 3 pm ET. The Working Group will discuss draft FAQs relating to Rule 606(a) reporting to submit to the SEC. The Working Group…
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Data & Technology Committee

21 April 2025
The Data and Technology Committee will have its next call on Wednesday April 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The s…
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FIF Event at AWS

14 April 2025
FIF wants to thank the attendees of the FIF Event on 4/8. The strong panels and the beautiful venue made for a great evening. The regulatory panel covered a lot of content in a short amount of time and showed how the industr…
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FIF Submits Comment Letter to SEC on Removal of PII from CAT

14 April 2025
On April 9, FIF submitted a comment letter to the SEC in response to the rule filing by the CAT Plan Participants to remove PII from CAT. FIF would like to thank the members of the CAT CAIS and CAT Transaction Reporting…
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Securities Lending Transparency (SLATE) Working Group

14 April 2025
FIF has scheduled three calls for this week for the SLATE Working Group. The first call will be on Monday April 14 at 11 am ET; the second call will be on Wednesday April 16 at 11 am ET; and the third call will be on Thursda…
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Reg NMS

14 April 2025
FIF has scheduled a call for the Equity Market Regulations Working Group for Monday April 14 at 2 pm ET. The Working Group will discuss the testing and implementation process for the upcoming changes to round lot sizes and d…
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