Skip to main content

FIF Submits Letter to FINRA on CAT Reporting

23 December 2024
On December 20 FIF submitted a letter to FINRA relating to CAT reporting when there is an early close and CAT linkage requirements for options orders. FIF would like to thank the members of the CAT Transaction Reporting Work…
View more

OFR Repo Reporting Working Group

23 December 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday January 6, 2025 at 11 am ET. The Working Group will continue its discussion of the implementation of reporting non-centrally cleared bilater…
View more

Short Position Reporting

23 December 2024
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 7 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.  &nbs…
View more

CAT Transaction Reporting Working Group

23 December 2024
The next call for the CAT Transaction Reporting Working Group will be on Wednesday January 8, 2025 at 2 pm ET.
View more

CAT Monthly Update Working Group Call

23 December 2024
The CAT Monthly Update Working Group call for January will be on Thursday January 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CA…
View more

FIF Submits Request for Exemptive Relief on CAT Representative Order Linkage

16 December 2024
On December 9, FIF submitted a request to the SEC to extend for six months the current exemptive relief relating to representative order linkage. FIF would like to thank the members of the CAT Transaction Reporting Work…
View more

OFR Repo Reporting Working Group

16 December 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday December 16 at 11 am ET. The Working Group will continue its discussion of the implementation of reporting non-centrally cleared bilateral r…
View more

Short Position Reporting

16 December 2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Tuesday December 17 at 10 am ET. The Working Group will discuss the December 16 updates to the Technical Specification and other tech…
View more

Front Office Committee; SEC Approval of 24X Exchange

16 December 2024
The Front Office Committee will have its next call on Tuesday December 17 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. FIF will review the SEC’s rec…
View more

Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.