CAT Working Group Calls for this Week
Because of the Thanksgiving holiday, FIF has rescheduled this week’s CAT Transaction Reporting Working Group call to Monday November 20 at 2:30 pm ET and is cancelling the CAIS Working Group call for this week.
Clock Synchronization Requirements for Debt Securities
20 November 2023
FIF has scheduled a call for Tuesday November 21 at 10:30 am to discuss implementing clock synchronization requirements for debt securities based on FINRA Rule 4590, Supplementary Material .02. If you would like to participa…
Front Office Committee
20 November 2023
The Front Office Committee will have its next call on Tuesday November 21 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
Tax Information Reporting Working Group
20 November 2023
FIF has scheduled the next call for the FIF Tax Information Reporting Working Group for Tuesday November 28 at 3 pm ET. Stevie Conlon of Wolters Kluwer will discuss the recent IRS regulations for crypto. FIF also has invited…
FIF Data & Technology Committee
20 November 2023
The Data & Technology Committee will have its next call on Wednesday November 29 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets…
FIF Submits Letter to the SEC on CAT Reporting for RFQ Responses that are not Immediately Actionable
20 November 2023
On November 16, FIF submitted a letter to the SEC on CAT reporting for RFQ responses that are not immediately actionable.
FIF Year-End Event at Société Générale
13 November 2023
FIF is excited to announce our 2023 Year-End Event, sponsored by Societe Generale. After opening remarks from Greg Zielinski, Chief Operating Officer (COO) of Société Générale Americas, there will be two panels, the first fo…
Back Office Committee; Spotlight on T+1
13 November 2023
The Back Office Committee will have its next call on Tuesday November 14 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be George B…
Electronic Recordkeeping
13 November 2023
At the request of an FIF member, FIF has scheduled a call for the FIF electronic recordkeeping sub-group for Tuesday November 14 at 1:30 pm ET to discuss the requirement under SEC Rule 17a-11(c) for a broker-dealer to provid…
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