FIF News

TRACE/Fixed Income Working Group: TRACE reporting

03 January 2023

FIF has scheduled an additional call for the TRACE/Fixed Income Working Group for Monday January 9 at 2 pm ET. The agenda for the call will be to review the first draft of a comment letter on FINRA Regulatory Notice 22-26 (“…

Rule 605 Working Group

03 January 2023

The next call for the Rule 605 Working Group will be on Tuesday January 10 at 2 pm ET. The agenda for the call will be to discuss the SEC’s recent rule proposal on Disclosure of Order Execution Information. For this call onl…

SEC proposals on Minimum Pricing Increments, Access Fees, Transparency of Better Priced Orders and Order Competition

03 January 2023

FIF will schedule calls during the week of January 15 to discuss the recent SEC proposals on minimum pricing increments, access fees, transparency of better priced orders and order competition. FIF will announce the specific…

FIF Committee and Working Group Co-Chairs

27 December 2022

FIF would like to thank the FIF Committee and Working Group Chairs for all their contributions during the past year. The following FIF members served as FIF Committee or Working Group Chairs for all or part of 2022: ATS W…

FIF Submits Comment Letter on Proposed OTC Routing Reports

27 December 2022

On December 20, FIF submitted a comment letter to the SEC on the rule filing submitted by FINRA on Disclosure of Order Routing Information for OTC Equities (SR-FINRA-2022-031). FIF would like to thank the members of the Rule…

FIF Rule 606 Working Group

27 December 2022

FIF has scheduled the next Rule 606 Working Group call for Thursday January 5 at 11 am ET. The agenda for the call will be to discuss next steps relating to FINRA’s rule filing with the SEC on OTC routing disclosures and to…

CAT Monthly Update Working Group Call

27 December 2022

The FIF CAT Monthly Update Working Group call for January will be on Thursday January 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT transaction reporting…

TRACE/Fixed Income Working Group: MSRB RTRS Reporting

27 December 2022

At the request of MSRB staff, on December 20, 2022 FIF and the FIF TRACE Co-Chairs participated on a call with MSRB representatives to discuss the comment letter that FIF submitted in response to MSRB Notice 2022-07 (“Reques…

TRACE/Fixed Income Working Group: TRACE reporting

27 December 2022

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