Rule 605 Working Group
The next call for the Rule 605 Working Group will be on Tuesday January 31 at 1 pm ET. The Working Group will continue its discussion of the SEC’s recent rule proposal on Disclosure of Order Execution Information. FIF also h…
Regulation Best Execution
30 January 2023
On Thursday February 2 at 11 am ET, James Dombach and Larry Bergmann of the Davis Wright Tremaine law firm will discuss the SEC’s recent Regulation Best Execution rule proposal. FIF has invited members of the Front Office Co…
CAT Monthly Update Working Group
30 January 2023
The FIF CAT Monthly Update Working Group call for February will be on Thursday February 2 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporti…
Rule 606 Working Group
30 January 2023
FIF has scheduled the next call for the Rule 606 Working Group for Thursday February 2 at 3 pm ET. The Working Group will review a draft supplemental comment letter on the FINRA rule filing with the SEC to require disclosure…
OFR Proposal on Reporting for Bilateral Repos
30 January 2023
FIF has scheduled a call for Thursday February 9 at 11 am ET to continue the discussion of a recent proposal by the Treasury Department’s Office of Financial Research to require daily reporting for non-centrally cleared bila…
SEC Rule Proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders
30 January 2023
FIF has scheduled a call for Thursday February 9 at 2 pm ET to continue the discussion of the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited memb…
TRACE/Fixed Income Working Group
23 January 2023
FIF has scheduled the next TRACE/Fixed Income Working Group for Monday January 23 at 2 pm ET. The agenda for the call will be to review a revised draft of the FIF comment letter on FINRA Regulatory Notice 22-26 (“FINRA Reque…
Back Office Committee
23 January 2023
The Back Office Committee will have its next call on Tuesday January 24 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be Sheila Za…
Rule 605 Working Group
23 January 2023
The next call for the Rule 605 Working Group will be on Tuesday January 24 at 3 pm ET. The Working Group will continue its discussion of the SEC’s recent rule proposal on Disclosure of Order Execution Information. FIF also h…
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