News

CAT Reporting for RFQ Responses

06 March 2023

FIF has scheduled a call for Monday March 13 at 2 pm ET to discuss CAT reporting for RFQ responses. Given the focused subject matter, FIF is not sending an invite to the full CAT Transaction Reporting Working Group. If you w…

Rule 606 Working Group Call

06 March 2023

On March 3 the SEC published an order to seek further comment on the FINRA rule proposal on disclosure of order routing information for OTC equities securities and NMS securities. FIF will schedule a call for next week for t…

New FIF Member: Kyndryl

27 February 2023

FIF is pleased to welcome Kyndryl to the FIF Member Community

New FIF SEC Equity Market Proposals Working Group

27 February 2023

FIF has created a new SEC Equity Market Proposals Working Group. This Working Group will discuss the SEC’s Reg NMS and Order Competition Rule proposals. If you have previously participated on an FIF call on Reg NMS or the Or…

Front Office Committee

27 February 2023

The Front Office Committee will have its next call on Tuesday February 28 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. During the call, FIF members…

SEC Order Competition Rule Proposal

27 February 2023

FIF has scheduled a call for Tuesday February 28 at 2 pm ET to continue the discussion of the SEC’s Order Competition Rule proposal. Please see the note above regarding participation on these calls.

SEC Rule Proposal on Disclosure of Order Execution Information

27 February 2023

The next call for the Rule 605 and 606 Working Groups will be on Tuesday February 28 at 3 pm ET. The Working Groups will continue their discussion of the SEC’s recent rule proposal on Disclosure of Order Execution Informatio…

SEC Reg NMS Rule Proposal: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders

27 February 2023

FIF has scheduled a call for Wednesday March 1 at 10 am ET to continue the discussion of the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. Please see the note a…

CAT Monthly Update Working Group Call

27 February 2023

The FIF CAT Monthly Update Working Group call for March will be on Thursday March 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and…

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