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New SEC Cyber, Reg SCI and Reg S-P Working Group

03 April 2023
FIF has created a new SEC Cyber, Reg SCI and Reg S-P Working Group. To join this Working Group, please update your FIF profile or contact This email address is being protected from spambots. You need JavaScript enabled to vi…
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SEC Cyber, Reg SCI and Reg S-P Rule Proposals

03 April 2023
FIF has scheduled a call for Tuesday April 11 at 11 am ET to review and discuss the SEC’s recent cyber, Reg SCI and Reg S-P rule proposals. FIF has invited members of the following Working Groups to participate on this call…
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FINRA Presentation to FIF Members on 2023 Cyber Priorities

03 April 2023
On Thursday April 13 at 11 am ET, Greg Markovich, Senior Director in the FINRA Cyber Enabled Fraud (CEF) Group, will discuss FINRA’s 2023 cyber-related priorities. FIF has invited members of the FIF Cybersecurity Working Gro…
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StoneX Webinar on Ending of SEC "No-Action" Relief for MiFID II Clients

27 March 2023
The SEC “No-Action” relief permitting U.S. brokers to accept cash research payments from MiFID-regulated clients is set to expire on July 3, 2023, leaving many global managers and brokers unsure of the right course of action…
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SEC Reg NMS Rule Proposal: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders

27 March 2023
FIF has scheduled a call for Tuesday March 28 at 10 am ET for FIF members to provide final comments on the draft FIF comment letter on the SEC rule proposal on Regulation NMS: Minimum Pricing Increments, Access Fees and Tran…
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Front Office Committee

27 March 2023
The Front Office Committee will have its next call on Tuesday March 28 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
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Data & Technology Committee

27 March 2023
The Data and Technology Committee will have its next call on Wednesday March 29 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The g…
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SEC Rule Proposal on Disclosure of Order Execution Information (Rule 605 amendments)

27 March 2023
FIF has scheduled a call for Wednesday March 29 at 1 pm ET for FIF members to provide final comments on the draft FIF comment letter on the SEC rule proposal on Disclosure of Order Execution Information. FIF has invited memb…
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SEC Order Competition Rule Proposal

27 March 2023
FIF has scheduled a call for Thursday March 30 at 10 am ET for FIF members to provide final comments on the draft FIF comment letter on the SEC’s Order Competition Rule proposal. FIF has invited members of the SEC Equity Mar…
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