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SEC Reg NMS Rule Proposal: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders

13 March 2023
FIF has scheduled a call for Tuesday March 14 at 1 pm ET to discuss a draft FIF comment letter on the SEC rule proposal on Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF…
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TRACE/Fixed Income Working Group

13 March 2023
FIF has scheduled the next call for the TRACE/Fixed Income Working Group for Tuesday March 14 at 2 pm ET. The Working Group will discuss recent TRACE FAQ updates by FINRA relating to reporting the portfolio trade modifier an…
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SEC Rule Proposal on Disclosure of Order Execution Information (Rule 605 amendments)

13 March 2023
FIF has scheduled a call for Wednesday March 15 at 1 pm ET to discuss a revised draft of the FIF comment letter on the SEC’s recent rule proposal on Disclosure of Order Execution Information. FIF has invited members of the R…
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Rule 606 Working Group Call

13 March 2023
On March 3 the SEC published an order to seek further comment on the FINRA rule proposal on disclosure of order routing information for OTC equity securities and NMS securities. FIF has scheduled a call for the Rule 606 Work…
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SEC Order Competition Rule Proposal

13 March 2023
FIF has scheduled a call for Thursday March 16 at 2 pm ET to discuss a revised draft of the FIF comment letter on the SEC’s Order Competition Rule proposal. FIF has invited members of the SEC Equity Market Proposals Working…
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OFR Proposal on Reporting for Bilateral Repos

06 March 2023
FIF has scheduled a call for Tuesday March 7 at 11 am ET to discuss a revised draft of an FIF comment letter on a recent proposal by the Treasury Department’s Office of Financial Research to require daily reporting for non-c…
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SEC Rule Proposal on Disclosure of Order Execution Information (Rule 605 amendments)

06 March 2023
The next call for the Rule 605 and 606 Working Groups will be on Tuesday March 7 at 3 pm ET. The Working Groups will discuss the first draft of an FIF comment letter on the SEC’s recent rule proposal on Disclosure of Order E…
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CAT Monthly Update Working Group Call

06 March 2023
The FIF CAT Monthly Update Working Group call for March will be on Thursday March 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting and…
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SEC Order Competition Rule Proposal

06 March 2023
FIF has scheduled a call for Thursday March 9 at 3 pm ET to continue the discussion of the SEC’s Order Competition Rule proposal. As notified last week, the invitation for this call has only been sent to the members of the n…
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