Rule 606 Working Group
FIF has scheduled the next call for the Rule 606 Working Group for Tuesday April 4, 2023 at 3 pm ET. The Working Group will discuss the expected response by FINRA to the SEC order seeking further comment on the FINRA rule pr…
FIF Back Office Committee
20 March 2023
The Back Office Committee will have its next call on Tuesday March 21 at 10 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
SEC Rule Proposal on Disclosure of Order Execution Information (Rule 605 amendments)
20 March 2023
FIF has scheduled a call for Tuesday March 21 at 1 pm ET to discuss a revised draft of the FIF comment letter on the SEC rule proposal on Disclosure of Order Execution Information. FIF has invited members of the Rule 605 and…
SEC Reg NMS Rule Proposal: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders
20 March 2023
FIF has scheduled a call for Tuesday March 21 at 3 pm ET to discuss a revised draft of the FIF comment letter on the SEC rule proposal on Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Pri…
SEC Order Competition Rule Proposal
20 March 2023
FIF has scheduled a call for Wednesday March 22 at 3 pm ET to discuss a revised draft of the FIF comment letter on the SEC’s Order Competition Rule proposal. FIF has invited members of the SEC Equity Market Proposals Working…
New FIF Member: Trumid
13 March 2023
FIF is pleased to welcome Trumid Financial LLC to the FIF Community.
FIF Submits Comment Letter on Office of Financial Research Proposal for Repo Reporting
13 March 2023
On March 9 FIF submitted a comment letter on the recent rule proposal by the Treasury Department’s Office of Financial Research (OFR) to require daily reporting for repos that are executed bilaterally and not centrally-clear…
CAT Reporting for RFQ Responses
13 March 2023
FIF has scheduled a call for Monday March 13 at 2 pm ET to discuss CAT reporting for RFQ responses. Given the focused subject matter, FIF is not sending an invite to the full CAT Transaction Reporting Working Group. If you w…
Large Options Positions Reporting (LOPR)
13 March 2023
An FIF member would like to discuss with other FIF members LOPR reporting for an OTC options call spread that involves a sequence of daily maturing options. Please contact This email address is being protected from spambots…
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