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SEC Rule Proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders

13 February 2023
FIF has scheduled a call for Thursday February 23 at 2 pm ET to continue the discussion of the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited mem…
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FIF Submits Comment Letter to SEC on FINRA Rule Filing to Require Disclosure of Order Routing Information for OTC Equities

06 February 2023
On February 3 FIF submitted a supplemental comment letter on the FINRA rule filing with the SEC to require disclosure of order routing information for OTC equities (SR-FINRA-2022-031). The supplemental comment letter relates…
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SEC Order Competition Rule Proposal

06 February 2023
FIF has scheduled a call for Tuesday February 7 at 11 am ET to continue the discussion of the SEC’s Order Competition Rule proposal. FIF has invited members of the Data and Technology Committee, the Front Office Committee an…
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SEC Rule Proposal on Disclosure of Order Execution Information

06 February 2023
The next call for the Rule 605 Working Group will be on Tuesday February 7 at 2 pm ET. The Working Group will continue its discussion of the SEC’s recent rule proposal on Disclosure of Order Execution Information. FIF also h…
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OFR Proposal on Reporting for Bilateral Repos

06 February 2023
FIF has scheduled a call for Thursday February 9 at 11 am ET to continue the discussion of a recent proposal by the Treasury Department’s Office of Financial Research to require daily reporting for non-centrally cleared bila…
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SEC Rule Proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders

06 February 2023
FIF has scheduled a call for Thursday February 9 at 2 pm ET to continue the discussion of the recent SEC rule proposal on Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders. FIF has invited memb…
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FIF Submits Comment Letter on FINRA Proposal on TRACE Reporting for Delayed Treasury Spot Trades

30 January 2023
On January 27, FIF submitted a comment letter on FINRA Regulatory Notice 22-26, “FINRA Requests Comment on Proposed Changes to TRACE Reporting Relating to Delayed Treasury Spot Trades”. FIF would like to thank the members of…
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SEC Order Competition Rule Proposal

30 January 2023
FIF has scheduled a call for Monday January 30 at 2 pm ET to continue the discussion of the SEC’s Order Competition Rule proposal. FIF has invited members of the Data and Technology Committee, the Front Office Committee and…
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Front Office Committee

30 January 2023
The Front Office Committee will have its next call on Tuesday January 31 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter will b…
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