Rule 606 Working Group
The FIF Rule 606 Working Group will meet on Tuesday June 14, 2022 at 3 pm ET to discuss the SEC’s recent FAQ updates on Rule 606 reporting for fractional share orders. The Working Group also will discuss questions from FIF m…
Back Office Committee Spotlight
13 June 2022
The FIF Back Office Committee will meet on Tuesday June 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter for the meeting will be Greg L…
Front Office Committee Spotlight
13 June 2022
The FIF Front Office Committee will meet on Tuesday June 28, 2022 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. The spotlight presenter for the meeti…
Data and Technology Committee Spotlight
13 June 2022
The FIF Data and Technology Committee will meet on Wednesday June 29, 2022 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The spotli…
Cybersecurity Working Group Spotlight
13 June 2022
Teresa Walsh, Global Head of Intelligence at FS-ISAC, will discuss the NATO Cooperative Cyber Defence Centre of Excellence (CCDCOE) Exercise that took place on April 19-22, 2022. The date and time for this presentation is be…
FIF In-Person CAT CAIS Event Hosted by Refinitiv
06 June 2022
On Thursday June 16, 2022, FIF will host an in-person panel discussion focused on CAT CAIS, overall CAT industry status and the way forward. The event will take place at Refinitiv's offices at 28 Liberty Street, New York, NY…
TRACE/Fixed Income Working Group
06 June 2022
The FIF TRACE/Fixed Income Working Group will meet on Tuesday June 7, 2022 at 3 pm ET to continue its review of a draft FIF comment letter on the recent FINRA rule filing with the SEC (SR-FNRA-2022-011) to expand TRACE repor…
Regulation S and Rule 144A
06 June 2022
An FIF member would like to discuss Regulation S and Rule 144A issues with another FIF member that is involved in this area. Please contact FIF at This email address is being protected from spambots. You need JavaScript enab…
Back Office Committee Spotlight
06 June 2022
The FIF Back Office Committee will meet on Tuesday June 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. The spotlight presenter will be Greg Lee of Paxo…
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