FIF - Financial Information Forum

Rule 606 Working Group

FIF has scheduled the next call for the Rule 606 Working Group for Tuesday April 4 at 3 pm ET. The Working Group will discuss the expected response by FINRA to the SEC order seeking further comment on the FINRA rule proposal on disclosure of order routing information for OTC equity securities and NMS securities. The Working Group also will discuss questions from FIF members relating to Rule 606 reporting.

POSTED Apr 03,2023

CAT and CAIS Scheduling Updates

  • For this week only, the Wednesday FIF CAIS Working Group call be at 10 am ET instead of 11 am ET. This is to avoid a time conflict with the StoneX webinar discussed below.
  • Going forward, FIF will continue to send weekly invites for the CAIS Working Group for Wednesday at 11 am ET. FIF will no longer send weekly CAIS invites for Friday at 1 pm ET. FIF will schedule individual CAIS calls for Friday when necessary.
  • Because of the Passover holiday, the CAT Monthly Update Working Group call for April will be on Thursday April 13 at 2 pm ET instead of Thursday April 6 at 2 pm ET.

POSTED Apr 03,2023

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

 

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