The CAT Monthly Update Working Group will meet on Thursday August 4 at 2 pm ET to review guidance and updates from the SROs and FINRA CAT on CAT transaction reporting and CAT CAIS reporting during the prior month. The Working Group also will review the current areas of focus for FIF members and the current open issues for CAT transaction reporting and CAT CAIS reporting.
POSTED Aug 01,2022
The next Back Office Committee call will be on Tuesday August 16 at 11 am ET. The spotlight presenter will be Renuka Gupta of OASIS Pro Markets, who will discuss using the blockchain for trading and settlement of transactions in digital asset securities.
POSTED Aug 01,2022
The next Back Office Committee call will be on Tuesday August 16 at 11 am ET. The spotlight presenter will be Renuka Gupta of OASIS Pro Markets, who will discuss using the blockchain for trading and settlement of transactions in digital asset securities.
POSTED Aug 01,2022
Join us August 1 at 4 pm ET for part nine of our webinar series – “Market Data Infrastructure Rule/ CT Rulings - Pivot to the Future” on the implementation of the SEC Market Data Infrastructure Rule and the SEC CT Plan. On July 22nd, the SEC deferred on a decision on market data pricing for 60 days. The panel will discuss the CTA/UTP governance court ruling, new administrative and voting structure, known issues within the context of the rule and the potential way forward. The discussion will be led by Tom Jordan, FIF Advisory Chair, Kerry Baker Relf of Refinitiv/LSEG, John Ramsay of IEX and an additional panelist.
After registering here, you will be prompted to follow a link to Zoom, in order to add the Webinar to your calendar. If your firm blocks Zoom, please email the Program Office at fifinfo@fif.com for dial-in details.
POSTED Jul 25,2022
On July 11, FIF held a call to discuss FINRA Regulatory Notice 22-14, “OTC Options Reporting: FINRA Requests Comment on Proposed Trade Reporting Requirements for Over-The-Counter Options Transactions”. The next call on this topic is scheduled for Monday July 25 at 11 am ET. Given the level of interest in this Regulatory Notice, FIF has created a new OTC Options Reporting Working Group. If you have previously requested to be included in these discussions and have an FIF profile, we have updated your profile to include you in this Working Group. If you would like to be added to this Working Group, please update your profile or send a note to fifinfo@fif.com.
POSTED Jul 25,2022
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