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Front Office - Comment Letters

For comment letters associated with a major initiative, please go to the relevant working group  page.
FIF Comments on Amended Rule 606
POSTED Jan 30, 2019
FIF Comments on Reg Notice 18-28 – OTC Equity Trading Volume
POSTED Nov 09, 2018
FIF OMS-EMS Study Findings
POSTED Sep 17, 2018
FIF Exemptive Relief Request – 10b-10 Reporting of Orphaned Fractional Shares
POSTED Sep 10, 2018
FIF Comment Letter to Thesys CAT - October 16
POSTED Oct 18, 2017
FIF-FINRA Engagement Initiative Comment Letter
POSTED Jun 20, 2017
FIF Addendum to SEC S7-14-16 - Disclosure of Order Handling Information
POSTED Nov 08, 2016
FIF Comment Letter on MSRB Rule Changes to MSRB Rules G-15 and G-30
POSTED Oct 05, 2016
FINRA Rule 2232 Comment Letter
POSTED Sep 12, 2016
FIF Comment Letter on SR-FINRA-2016-027 - Expansion of TRACE Reporting Requirements to Include most secondary market transactions in marketable U.S. Treasury securities
POSTED Aug 15, 2016
FIF Comments on SR-FINRA-2016-005 (Clock Synch)
POSTED Mar 22, 2016
FIF Member Involvement 2019
POSTED Jan 30, 2016
May 5, 2015 - FIF Comment Letter on SR-FINRA-2015-008
POSTED May 05, 2015
February 20, 2015 - FIF Comment Letter - Reg Notice 14-51
POSTED Feb 20, 2015
July 18, 2014 - FIF Comment Letter II on CBOE-2014-040: Options Tied to Stock
POSTED Jul 18, 2014
June 13, 2014 - FIF Comment Letter on CBOE-2014-040: Options Tied to Stock
POSTED Jun 13, 2014
February 28, 2014 - FIF Requests Delay of FINRA ORF Migration
POSTED Feb 28, 2014
December 23, 2013 - FIF Comment Letter II on FINRA Wash Sale Proposal
POSTED Dec 24, 2013
December 20, 2013 - FIF Comment Letter on SR-FINRA-2013-050 OATS Trade Reporting
POSTED Dec 23, 2013
December 10, 2013: FIF Comment Letter on CBOE-2013-107 - Options Tied to Stock Orders
POSTED Dec 10, 2013