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Front Office - Comment Letters

For comment letters associated with a major initiative, please go to the relevant working group  page.
FIF Exemptive Request Letter to the SEC on Representative Order Linkage
POSTED Jul 02, 2024
FIF Letter to the SEC Relating to the Implementation of the SEC’s Amendments to Rule 605
POSTED Jun 24, 2024
FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Jun 20, 2024
FIF Comment Letter to the SEC in Response to the SEC’s Orders Instituting Proceedings Relating to the Rule Filings by FINRA and the MSRB to Reduce the Timeframe for Reporting Trades to TRACE and RTRS
POSTED May 17, 2024
FIF Comment Letter to the SEC on the CAT Plan Participant Rule Filing Regarding Cost Savings Measures for CAT
POSTED May 07, 2024
Draft FAQ on Route Modifications Submitted to CAT LLC and FINRA CAT
POSTED May 01, 2024
FIF Letter to FINRA on the Implementation of FINRA Rule 6151
POSTED May 01, 2024
FIF Exemptive Request Letter to the SEC on Port Settings
POSTED Mar 21, 2024
FIF Letter to the SEC Requesting Further Guidance on Various Representative Order Scenarios
POSTED Feb 29, 2024
FIF Supplemental Comment Letter to the SEC on the SEC’s Rule Proposal to Modernize Rule 605
POSTED Feb 14, 2024
FIF Letter to FINRA Requesting Guidance on Clock Synchronization Requirements for Fixed Income
POSTED Jan 19, 2024
FIF Letter to FINRA on Pass-Through of FINRA CAT Fees
POSTED Dec 15, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on Break-Out of CAT Invoices
POSTED Dec 08, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on Data Requested by FIF Members for Reconciliation of CAT Fees
POSTED Oct 26, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on CAT Reporting for NIA RFQ Responses
POSTED Oct 26, 2023
FIF Comment Letter to the SEC on the Revised Linkage Timeline Rule Proposal by the CAT Plan Participants (submitted September 15, 2023)
POSTED Sep 15, 2023
FIF Letter to FINRA with Comments and Questions on FINRA Rules 6151 and 6470 (Disclosure of Order Routing Information for NMS Securities and OTC Equity Securities)
POSTED Sep 07, 2023
FIF Letter to the SEC on CAT Reporting for NIA RFQ Responses
POSTED Sep 06, 2023
FIF Letter to the CAT Plan Participants and FINRA CAT on the July 31, 2023 Updates to the CAT Technical Specifications
POSTED Sep 06, 2023
FIF Letter to the SEC Relating to the Retirement of Electronic Blue Sheets and Other Legacy Systems
POSTED Jun 15, 2023