Skip to main content

Front Office - Comment Letters

For comment letters associated with a major initiative, please go to the relevant working group  page.
FIF Comment Letter to the SEC in Response to FINRA’s Withdrawal of FINRA’s Cost Recovery Fee for CAT
POSTED Oct 03, 2025
FIF Letter to the SEC in Support of the Request for Temporary Exemption Submitted by the CQ, CTA and UTP Plans Relating to Odd Lot Depth-of-Book Quotes
POSTED Sep 24, 2025
Eleventh FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Sep 12, 2025
FIF Letter to the SEC Relating to the Planned Expansion of Exchange Trading Hours
POSTED Aug 28, 2025
FIF Letter to the SEC Relating to the Implementation of Rule 605
POSTED Aug 20, 2025
FIF Comment Letter to the SEC in Response to the Rule Filing by FINRA to Expand the TRF Hours of Operation
POSTED Aug 06, 2025
Revised Draft Request for Exemption on CAT Rep Order Linkage Submitted by FIF to the SEC
POSTED Aug 04, 2025
FIF Comment Letter in Response to the Rule Filings by FINRA and the MSRB Relating to the TRACE and RTRS Reporting Timeframes and the Reporting of Allocations to TRACE
POSTED Jul 11, 2025
FIF Letter to the SEC Relating to the Implementation of Short Position Reporting
POSTED Jun 30, 2025
FIF Letter to the CAT Operating Committee and FINRA CAT Relating to Pre-IPO Orders and Pre-Corporate Action Orders
POSTED Jun 24, 2025
FIF Request for Postponement of Planned Changes to the CAIS Compliance Error Rate Calculation
POSTED Jun 18, 2025
FIF Letter to the SEC and FINRA Relating to the Implementation of SLATE
POSTED Jun 17, 2025
Draft FAQs for Rule 606(a) Reporting Submitted by FIF to the SEC
POSTED Jun 12, 2025
FIF Request for Six-Month Extension of the Current Exemptive Relief Relating to Rep Order Linkage
POSTED May 29, 2025
FIF Letter to the MSRB Relating to Direct Reporting for Municipal Bonds
POSTED May 27, 2025
FIF Comment Letter to FINRA Relating to Short Interest Reporting (in Response to FINRA Regulatory Notice 25-04, Rule Modernization)
POSTED May 15, 2025
FIF Comment Letter on FINRA Rule 6152 (Centralized Reporting of Rule 605 Reports with FINRA)
POSTED May 01, 2025
FIF Comment Letter to the SEC in Response to the Rule Filing by the CAT Plan Participants to Remove PII from CAT
POSTED Apr 09, 2025
FIF Revised Draft Request for Exemption on Representative Order Linkage
POSTED Mar 26, 2025
FIF Letter to the CAT Plan Participants and FINRA CAT Requesting an Extension of the Compliance Date for the FDID Refresh Requirement
POSTED Mar 21, 2025