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Front Office - Comment Letters

For comment letters associated with a major initiative, please go to the relevant working group  page.
FIF Letter to the SEC Relating to the Implementation of the 2024 Amendments to Rule 605
POSTED Mar 17, 2025
FIF Draft Exemption Request Letter to the SEC on Port Settings
POSTED Mar 13, 2025
Attachment to FIF Letter Relating to the Removal of PII from CAT
POSTED Mar 05, 2025
FIF Letter to the SEC, the CAT Plan Participants and FINRA CAT Relating to the Removal of PII from CAT
POSTED Mar 05, 2025
FIF Letter to the SEC and FINRA Relating to SEC Rule 606(a) and the Implementation of FINRA Rule 6470
POSTED Feb 26, 2025
FIF Letter to the SEC Relating to the Implementation of Form SHO Reporting
POSTED Feb 25, 2025
FIF Letter to the SEC on Extending and Updating the Commission’s Statement on Custody of Digital Asset Securities by Special Purpose Broker-Dealers
POSTED Jan 31, 2025
FAQs for Short Position Reporting Submitted by FIF to the SEC
POSTED Jan 30, 2025
FIF Letter to the SEC Relating to the Offsetting of Long Positions for Form SHO Reporting
POSTED Jan 24, 2025
Eighth FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Implementation of Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Dec 20, 2024
FIF Supplemental Letter to the SEC Relating to the FIF Member Request for an Extension of the Current Implementation Period for Form SHO Reporting
POSTED Dec 20, 2024
FIF Request to the Commission for a Six-Month Extension of the Current Exemption Relating to CAT Representative Order Linkage
POSTED Dec 09, 2024
FIF Letter to FINRA, the MSRB and the Federal Reserve Board Relating to Implementation of the Rule Changes to Reduce to One Minute the Timeframe for Reporting Certain Bonds to TRACE and RTRS
POSTED Nov 20, 2024
FIF Letter to the SEC on the Technical Specification for Form SHO Reporting
POSTED Nov 14, 2024
FIF Letter to the SEC Requesting an Extension of the Implementation Date for Form SHO Reporting
POSTED Nov 08, 2024
FIF Letter to the SEC Relating to the Implementation of Short Position and Short Activity Reporting
POSTED Nov 05, 2024
FIF Comment Letter to the SEC and the Other Covered Agencies on the Notice of Proposed Rulemaking to Implement Certain Requirements of the Financial Data Transparency Act
POSTED Oct 21, 2024
FIF Comment Letter to the SEC on the Rule Filing by the CAT Plan Participants to Exclude Certain Verbal Activity from CAT Reporting
POSTED Sep 09, 2024
FIF Letter to the SEC Relating to Calculating and Reporting the Percentage of Orders Routed to Different Venues for Rule 606(a) Reporting
POSTED Aug 21, 2024
FIF Follow-Up Letter to the SEC Relating to the Implementation of Short Position and Short Activity Reporting
POSTED Aug 09, 2024