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FIF Submits Request for Extension of Implementation Date for Short Position Reporting

11 November 2024
On November 8, FIF submitted a letter to the Commission requesting an extension of the implementation date for short position reporting. FIF would like to thank the members of the Short Sales / Reg SHO / Short Reporting…
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Short Position Reporting

11 November 2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Position Reporting Working Group for Monday November 11 at 11 am ET. The Working Group will continue to discuss the implementation of short position reporting.
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Back Office Committee

11 November 2024
The Back Office Committee will have its next call on Tuesday November 12 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month. The spotlight presenter will be Sheila Zak of…
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LOPR Working Group

11 November 2024
FIF has scheduled a call for the Large Options Positions Reporting Working Group for Tuesday November 12 at 1 pm ET. The agenda for the call will be to discuss current practices applied by reporting firms to identify In Conc…
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OFR Repo Reporting Working Group

11 November 2024
The OFR Repo Reporting Working Group will have its next call on Wednesday November 13 at 11 am ET. The Working Group will continue to discuss the implementation of the new requirement to report non-centrally cleared bilatera…
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TRACE and RTRS One Minute Reporting

11 November 2024
The next call for the TRACE Working Group will be on Wednesday November 13 at 1 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one…
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CAT CAIS and CAT Transaction Reporting Working Group Calls for this Week

11 November 2024
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday November 13 at 2 pm ET. FIF has not scheduled a CAIS Working Group call for this week. The next CAIS Working Group call will be on Wednes…
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Reconciliation of Section 31 Fees

11 November 2024
FIF has scheduled a call for the Section 31 subgroup for Thursday November 14 at 1 pm ET. The subgroup will continue the discussion of a recent pilot by FINRA to provide trade-level details to support reconciliation of Secti…
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Rule 605 Working Group

11 November 2024
FIF has scheduled the next call for the Rule 605 Working Group for Thursday November 14 at 2 pm ET. The Working Group will discuss responses from the SEC to the June 2024 FIF letter relating to the implementation of the SEC’…
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