Rule 606 Working Group
The next call for the Rule 606 Working Group will be on Monday November 18 at 1 pm ET. The Working Group will review a revised draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the p…
FIF Year-End Holiday Event
04 November 2024
FIF is excited to announce our 2024 Year-End Holiday Event, hosted by Société Générale on December 3rd from 3:00 pm to 7:30 pm ET. Join us for insightful discussions on Regulatory Implementation Challenges, Retail Trading, E…
OFR Repo Reporting Working Group
04 November 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday November 4 at 11 am ET. The Working Group will continue to discuss the implementation of the new requirement to report non-centrally cleared…
OFR Repo Reporting Working Group
04 November 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday November 4 at 11 am ET. The Working Group will continue to discuss the implementation of the new requirement to report non-centrally cleared…
Rule 606 Working Group
04 November 2024
The next call for the Rule 606 Working Group will be on Monday November 4 at 2 pm ET. The Working Group will discuss a draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the percentag…
Short Position Reporting
04 November 2024
FIF has scheduled two calls for this week for the Short Sales / Reg SHO / Short Position Reporting Working Group. The first call will be on Tuesday November 5 at 11 am ET; the second call will be on Wednesday November 6 at 1…
Rule 605 Working Group
04 November 2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday November 5 at 2 pm ET. The Working Group will discuss responses from the SEC to the June 2024 FIF letter relating to the implementation of the Rule 6…
CAT CAIS and CAT Transaction Reporting Working Group Calls for this Week
04 November 2024
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday November 6 at 2 pm. FIF has not scheduled a CAIS Working Group call for this week.
CAT Monthly Update Working Group
04 November 2024
The CAT Monthly Update Working Group call for November will be on Thursday November 7 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting…
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