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CAT CAIS and CAT Transaction Reporting Working Group Calls for this Week

21 October 2024
FIF has scheduled a call for the CAT Transaction Reporting Working Group call for Wednesday October 23 at 2 pm ET. FIF has not scheduled a CAIS Working Group call for this week.
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Rule 606 Working Group

21 October 2024
FIF has scheduled a call for the Rule 606 Working Group for Wednesday October 23 at 3 pm ET. The Working Group will discuss next steps in response to feedback from the SEC relating to Rule 606(a) reporting of the percentage…
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Reg NMS Amendments

21 October 2024
FIF has scheduled a call for the Equity Market Proposals Working Group for Thursday October 24 at 11 am ET to continue the discussion of the SEC’s recent amendments to Regulation NMS.
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Section 31 Fees

21 October 2024
FIF has scheduled a call for the Section 31 subgroup for Thursday October 24 at 1 pm ET. The subgroup will discuss a recent pilot by FINRA to provide trade-level details to support reconciliation of Section 31 fees. If you w…
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Rule 605 Working Group

21 October 2024
FIF has scheduled the next call for the Rule 605 Working Group for Thursday October 24 at 2 pm ET. The Working Group will discuss responses from the SEC on the June 2024 FIF letter relating to the implementation of the Rule…
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Tax Information Reporting Working Group

21 October 2024
The next call for the Tax Information Reporting Working Group will be on Wednesday October 30 at 3 pm ET. Stevie Conlon, Anna Vayser and Robert Schwaba from Wolters Kluwer will discuss key differences between digital asset a…
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TRACE and RTRS One Minute Reporting

21 October 2024
The next call for the TRACE Working Group will be on Thursday October 31 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-m…
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New FIF Member: CUSIP Global Services

14 October 2024
FIF is pleased to welcome CUSIP Global Services to the FIF Community.
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FIF Chicago Event

14 October 2024
FIF would like to thank Cboe Global Markets for their continued annual partnership in our FIF Chicago event. The event on October 9 featured two informative panels and a great networking session after. We met the same histor…
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