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Short Position Reporting

14 October 2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Position Reporting Working Group for Monday October 14 at 10 am ET. The Working Group will continue its discussion of the implementation of Form SHO reporting.

Digital Asset Securities Working Group

14 October 2024
FIF has scheduled a call for the Digital Asset Securities Working Group for Tuesday October 15 at 10 am ET. Shawn Sloves of Fundamental Interactions will lead a discussion on the special purpose broker-dealer license and set…

Back Office Committee

14 October 2024
The Back Office Committee will have its next call on Tuesday October 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.

Financial Data Transparency Act Working Group

14 October 2024
FIF has scheduled the next call for the Financial Data Transparency Act Working Group for Tuesday October 15 at 2 pm ET. The Working Group will review and discuss a revised draft comment letter on the Notice of Proposed Rule…

OFR Repo Reporting Working Group

14 October 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Wednesday October 16 at 10 am ET. The Working Group will continue its discussion of the implementation of the new requirement to report non-central…

CAT CAIS and CAT Transaction Reporting Working Group Calls for this Week

14 October 2024
FIF has scheduled a call for the CAT CAIS Working Group for Wednesday October 16 at 11 am ET. FIF has scheduled a call for the CAT Transaction Reporting Working Group call for Wednesday October 16 at 2 pm ET.

TRACE and RTRS One Minute Reporting

14 October 2024
The next call for the TRACE Working Group will be on Thursday October 17 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-m…

Reg NMS Amendments

14 October 2024
FIF has scheduled a call for the Equity Market Proposals Working Group for Thursday October 24 at 11 am ET to continue the discussion of the SEC’s recent amendments to Regulation NMS.

Rule 605 Working Group

14 October 2024
FIF has scheduled the next call for the Rule 605 Working Group for Thursday October 24 at 2 pm. The Working Group will discuss responses from the SEC on the prior FIF letter relating to Rule 605.

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