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TRACE and RTRS One Minute Reporting

04 November 2024
The next call for the TRACE Working Group will be on Monday November 11 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-mi…
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LOPR Working Group

04 November 2024
FIF will be scheduling a call for the Large Options Positions Reporting Working Group for Tuesday November 12 (time to be determined). The agenda for the call will be to discuss current practices applied by reporting firms t…
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Reconciliation of Section 31 Fees

04 November 2024
FIF has scheduled a call for the Section 31 subgroup for Thursday November 14 at 1 pm ET. The subgroup will continue the discussion of a recent pilot by FINRA to provide trade-level details to support reconciliation of Secti…
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FIF Year-End Holiday Event

28 October 2024
FIF is excited to announce our 2024 Year-End Holiday Event, hosted by Société Générale on December 3rd from 3:00 pm to 7:30 pm ET. Join us for insightful discussions on Regulatory Implementation Challenges, Retail Trading, E…
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FIF Submits Comment Letter to SEC and Other Covered Agencies on Rule Proposal to Implement the Financial Data Transparency Act

28 October 2024
On October 21, FIF submitted a comment letter to the SEC and the other financial regulators on the Notice of Proposed Rulemaking to implement certain requirements of the Financial Data Transparency Act (“FDTA”). FIF wou…
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FIF Submits Letter to OFR on Reporting of Non-Centrally Cleared Bilateral Repos

28 October 2024
On October 22, FIF submitted a letter to the Treasury Department’s Office of Financial Research (“OFR”) relating to implementation of the new requirement to report non-centrally cleared bilateral repos to the OFR. FIF w…
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FIF Submits Comment Letter to SEC on CAT Cost Savings Amendment

28 October 2024
On October 25, FIF submitted a comment letter to the SEC in support of the rule filing by the CAT Plan Participants to reduce CAT operating costs. FIF would like to thank the members of the CAT Transaction Reporting Wor…
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Short Position Reporting

28 October 2024
FIF has scheduled two calls for this week for the Short Sales / Reg SHO / Short Position Reporting Working Group. The first call will be on Monday October 28 at 10 am ET; the second call will be on Tuesday October 29 at 11 a…
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OFR Repo Reporting Working Group

28 October 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday October 28 at 11 am ET. The Working Group will continue to discuss the implementation of the new requirement to report non-centrally cleared…
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