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CAT CAIS and CAT Transaction Reporting Working Group Calls for this Week

28 October 2024
FIF has scheduled two calls for the CAT Transaction Reporting Working Group call for this week. The first call will be on Monday October 28 at 1 pm ET; the second call will be on Wednesday October 30 at 2 pm ET. FIF has not…
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NSCC Rule Change on Fractional Share Trading

28 October 2024
FIF has scheduled a call for Tuesday October 29 at 1 pm ET to discuss the recent NSCC rule change on fractional share trading. FIF has invited the members of the Back Office and Front Office Committees to participate on this…
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Data & Technology Committee

28 October 2024
The Data and Technology Committee will have its next call on Wednesday October 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
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Tax Information Reporting Working Group

28 October 2024
The next call for the Tax Information Reporting Working Group will be on Wednesday October 30 at 3 pm ET. Stevie Conlon, Anna Vayser and Robert Schwaba from Wolters Kluwer will discuss key differences between digital asset a…
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TRACE and RTRS One Minute Reporting

28 October 2024
The next call for the TRACE Working Group will be on Thursday October 31 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-m…
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Rule 606 Working Group

28 October 2024
The next call for the Rule 606 Working Group will be on Monday November 4 at 2 pm ET. The Working Group will discuss a draft FIF letter to the SEC in response to verbal guidance from the SEC on how to calculate the percentag…
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Rule 605 Working Group

28 October 2024
FIF has scheduled the next call for the Rule 605 Working Group for Tuesday November 5 at 2 pm ET. The Working Group will discuss responses from the SEC to the June 2024 FIF letter relating to the implementation of the Rule 6…
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Short Position Reporting

21 October 2024
FIF has scheduled two calls this week for the Short Sales / Reg SHO / Short Position Reporting Working Group to continue the discussion of the implementation of Form SHO reporting. The first call will be on Monday October 21…
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OFR Repo Reporting Working Group

21 October 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday October 21 at 11 am ET. The Working Group will continue the discussion of the implementation of the new requirement to report non-centrally…
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