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CAT Transaction Reporting and CAT CAIS Working Group Calls for this Week

07 October 2024
Because of the FIF event at Cboe on October 9, FIF has scheduled the CAT Transaction Reporting Working Group call for this week for Tuesday October 8 at 1 pm ET. FIF will not have a CAIS Working Group call this week. The nex…
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Digital Asset Securities Working Group

07 October 2024
FIF has scheduled a call for the Digital Asset Securities Working Group for Tuesday October 15 at 10 am ET. Shawn Sloves of Fundamental Interactions will lead a discussion on the special purpose broker-dealer license and set…
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TRACE and RTRS One Minute Reporting

07 October 2024
The next call for the TRACE Working Group will be on Thursday October 17 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-m…
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Tax Information Reporting Working Group

07 October 2024
The next call for the Tax Information Reporting Working Group will be on Wednesday October 30 at 3 pm ET. Stevie Conlon, Anna Vayser and Robert Schwaba from Wolters Kluwer will discuss key differences between digital asset a…
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FIF Chicago Event

30 September 2024
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Kevin Carrai of Cboe Global Markets, there will be two panels, one focusing on options trading and market deve…
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FIF Submits Letter to the OFR on Repo Reporting

30 September 2024
On September 24, FIF submitted a letter to the Treasury Department’s Office of Financial Research relating to implementation of the new requirement to report non-centrally cleared bilateral repos. FIF would like to thank the…
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OFR Repo Reporting Working Group

30 September 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday September 30 at 11 am ET. The Working Group will review a draft FIF letter to the Treasury Department’s Office of Financial Research relatin…
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CAT Monthly Update Working Group

30 September 2024
The CAT Monthly Update Working Group call for October will be on Tuesday October 1 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT…
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Reg NMS Amendments

30 September 2024
FIF has scheduled a call for Tuesday October 1 at 3 pm ET to review the Reg NMS amendments recently adopted by the SEC. FIF has invited the members of the Data and Technology and Front Office Committees and the SEC Equity Ma…
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