Back Office Committee
The Back Office Committee will have its next call on Tuesday May 16 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
Rule 606 Working Group
15 May 2023
The next call for the FIF Rule 606 Working Group is scheduled for Tuesday May 16 at 2 pm ET. The Working Group will discuss recent guidance from SEC staff to an FIF member on Rule 606(a) reporting when a reporting firm route…
CAT Transaction Reporting: CAT Reporting for RFQ Responses
15 May 2023
FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group to continue the review of draft submissions to the SEC, the CAT Plan Participants and FINRA CAT of CAT reporting for RFQ response…
SEC Cyber, Reg SCI and Reg S-P Rule Proposals
15 May 2023
FIF has scheduled a call for Thursday May 18 at 11 am ET to review and discuss the first draft of an FIF comment letter on the SEC’s recent cybersecurity, Reg SCI and Reg S-P rule proposals. FIF has invited members of the fo…
Tax Information Reporting Working Group
15 May 2023
The next call for the FIF Tax Information Reporting Working Group will be on Thursday May 18 at 3 pm ET. Stevie Conlon and other representatives from Wolters Kluwer will present on proposed regulations for crypto tax reporti…
CAT Transaction Reporting Survey Requests to FIF Members
15 May 2023
On Friday April 28, FIF sent out two survey requests to FIF members relating to CAT Transaction Reporting: the first survey request relates to a Plan Participant proposal for scheduled linkage in the CAT production mirror en…
FIF Webinar: Potential Impact of Government Debt Default on Operations and Systems
08 May 2023
On Thursday, May 11th at 11am ET, FIF will be holding a webinar on the operational and system impacts of a possible government debt default. The webinar will be moderated by FIF Advisory Chair, Tom Jordan and he will be join…
SEC Rule 3b-16 (Definition of an “Exchange”)
08 May 2023
FIF has scheduled a call for Tuesday May 9 at 2 pm ET to discuss the SEC’s recent reopening of the comment period on the SEC’s proposed amendments to Rule 3b-16 (relating to the definition of an “exchange”). FIF has invited…
CAT Transaction Reporting: CAT Reporting for RFQ Responses
08 May 2023
FIF has scheduled an additional call this week for the CAT Transaction Reporting Working Group to continue the discussion of CAT reporting for RFQ responses. This call is scheduled for Tuesday May 9 at 3 pm ET.
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