FIF News

TRACE Working Group: FINRA Filing to Amend TRACE Reporting for ATS Trades

22 November 2021

On October 15, 2021, FINRA filed SR-FINRA-2021-029 with the SEC, “Proposed Rule Change to Amend FINRA Rule 6732 (Exemption from Trade Reporting Obligation for Certain Transactions on an Alternative Trading System)”. FIF has…

Presentation by CISA (Cybersecurity and Infrastructure Security Agency) to Cybersecurity and Compliance Working Groups

22 November 2021

On Wednesday, December 15 at 10am ET Alaina R. Clark, Assistant Director for Stakeholder Engagement at the Cybersecurity and Infrastructure Security Agency (CISA), will present to a joint call of the FIF Cybersecurity and Co…

Changes to CAT Working Group Schedules for this Week

22 November 2021

Because of the Thanksgiving holiday, for this week FIF is cancelling the regularly scheduled Wednesday and Friday CAT CAIS Working Group calls and the regularly scheduled Wednesday CAT Tech Specs Working Group call. For this…

FIF Member Survey on Linking Rep Orders to Customer Orders

22 November 2021

On December 16, 2020, the Securities and Exchange Commission granted temporary exemptive relief, until July 31, 2023, from the CAT NMS Plan requirement to link representative orders (riskless principal/ customer facilitation…

FIF Webinar - Trading Digital Assets: Connectivity, Custody and Compliance

22 November 2021

On November 17, FIF held a Webinar on Trading Digital Assets: Connectivity, Custody and Compliance. FIF Front Office Co-Chair Viktor Grinberg moderated a panel focusing on practical guidance to retail and institutional broke…

FISD/FIF NY Holiday Party

22 November 2021

Please join us December 7 from 5:30-8:30pm ET for an in-person joint Holiday Party of FIF and FISD Members. This event will be strictly social and there will be no FIF panel discussion, therefore, there will be a $50 charge…

FIF Holds Seventh Webinar on Market Data Infrastructure Rule

15 November 2021

Last week on November 11th, FIF hosted it's seventh webinar on the Market Data Infrastrucutre Rule. Tom Jordan, FIF Advisory Chair and Manisha Kimmel, Chief Policy Officer at MayStreet discussed the November 5th fi…

FIF Webinar on Trading Digital Assets: Connectivity, Custody and Compliance

15 November 2021

On Wednesday, November 17 at 4pm ET, FIF will host a webinar on Trading Digital Assets. This webinar will provide practical guidance to retail and institutional brokers and market makers on trading digital assets, including…

Annual FIF CAT Webinar

15 November 2021

FIF has scheduled its annual FIF CAT webinar for Thursday, December 9 at 4 pm ET. Panel participants include Shelly Bohlin of FINRA CAT and Jon Kroeper of FINRA. FIF will send out instructions on how to register later this w…

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