On Monday January 10 at 3pm ET, Ignacio Sandoval of the Morgan Lewis Law Firm will present a buy-side perspective on the SEC’s recent Securities Lending Transaction rule proposal. The invite for this presentation has been sent to the members of the FIF Securities Lending Transparency Working Group. To subscribe to this group, please either update your profile or email us at fifinfo@fif.com.
POSTED Dec 27,2021
On Thursday January 20 at 10am ET, Ignacio Sandoval and Kyle Whitehead of the Morgan Lewis Law Firm will provide an overview of the SEC’s recent rule proposal relating to electronic recordkeeping. The invite for this presentation has been sent to the members of the FIF Back Office Committee, the Compliance Working Group, the Cybersecurity Working Group and the Emerging Technologies Working Group. If you are interested in attending this presentation and do not have the invite in your calendar, please either update your profile or email us at fifinfo@fif.com.
POSTED Dec 27,2021
As of January 1, 2022, the CAT Committee will be renamed as the CAT Monthly Update Working Group and the CAT Tech Specs Working Group will be renamed as the CAT Transaction Reporting Working Group. This is intended to provide a clearer description of the functions of these groups. The CAT Transaction Reporting Working Group will meet on Wednesday January 5 at 2pm ET; the Working Group will not meet on January 3. The CAT Monthly Update Working Group will meet on Thursday January 6 at 2pm ET. The CAT CAIS Working Group will have its regularly scheduled calls next week on Wednesday and Friday.
POSTED Dec 27,2021
The next meeting for the new FIF Securities Lending Transparency Working Group is Tuesday December 21 at 2pm ET. This Working Group will discuss and prepare a comment letter on the SEC’s November 18 rule proposal to create a new reporting system for securities lending. The reporting system, as proposed by the SEC, will apply to equities and bonds, including corporates, Treasuries, Agencies, asset and mortgage-backed securities, and municipal bonds. After the New Year, this group is scheduled to meet on Tuesdays at 2pm ET and Thursdays at 11am ET until the comment letter is completed. To subscribe to this group, please either update your profile or email us at fifinfo@fif.com.
POSTED Dec 20,2021
On December 1, 2021, FINRA filed SR-FINRA-2021-030 with the SEC, “Notice of Filing of Proposed Rule Change to Amend FINRA Rule 6730 to Require Members to Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Reporting to TRACE.” FIF has scheduled the next call for the TRACE Working Group for Tuesday December 21 at 11am ET to make any final edits to FIF’s comment letter on this filing.
POSTED Dec 20,2021
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