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Comment Letters

FIF Letter to CAT LLC with Recommendations Relating to CAT
POSTED Mar 05, 2026
FIF Supplemental Comment Letter in Response to the Rule Filing by CAT LLC to Reduce CAT Operating Costs
POSTED Mar 02, 2026
FIF Letter to the SEC Relating to the Dissemination of Fractional Shares by the SIPs and the Vendor Display Rule
POSTED Feb 19, 2026
FIF Letter to FINRA Relating to the Expansion of the TRF Hours of Operation
POSTED Feb 18, 2026
FIF Comment Letter in Response to Rule Filing by CAT LLC to Reduce CAT Operating Costs
POSTED Feb 10, 2026
FIF Letter to the SEC and FINRA Relating to SIP Fractional Shares and the Vendor Display Rule
POSTED Feb 04, 2026
FIF Letter to FINRA Relating to Reconciliation of the FINRA Regulatory Transaction Fee
POSTED Feb 03, 2026
FIF Letter to the SEC Relating to the Rule Filing by CAT LLC to Reduce CAT Costs
POSTED Jan 29, 2026
FIF Letter to the SEC Relating to Implementation of the SEC Order to Remove PII from CAT
POSTED Jan 29, 2026
FIF Letter to the SEC Discussing the Implementation of the Rule 605 Amendments
POSTED Jan 14, 2026
FIF Letter to FINRA Relating to SLATE Implementation
POSTED Jan 14, 2026
FIF Supplemental Comment Letter Relating to the Expansion of TRF Operating Hours
POSTED Dec 15, 2025
FIF Letter to FINRA Relating to SLATE Implementation
POSTED Nov 24, 2025
FIF Letter to the SEC Relating to the Compliance Date for Short Position Reporting
POSTED Nov 04, 2025
FIF Letter to the SEC Discussing Implementation of the Reg NMS Amendments Relating to Minimum Pricing Increments and Access Fee Caps
POSTED Oct 29, 2025
FIF Letter to the SEC Requesting Interpretive Guidance Relating to the CAT Reporting of Port Settings or, in the Alternative, Requesting Exemptive Relief to the Same Effect
POSTED Oct 20, 2025
FIF Comment Letter to the SEC in Response to FINRA’s Withdrawal of FINRA’s Cost Recovery Fee for CAT
POSTED Oct 03, 2025
FIF Letter to the SEC in Support of the Request for Temporary Exemption Submitted by the CQ, CTA and UTP Plans Relating to Odd Lot Depth-of-Book Quotes
POSTED Sep 24, 2025
Eleventh FIF Letter to the Treasury Department’s Office of Financial Research Relating to the Reporting of Non-Centrally Cleared Bilateral Repos
POSTED Sep 12, 2025
Supplemental FIF Comment Letter to the SEC in Response to the Rule Filing by FINRA to Expand the TRF Hours of Operation
POSTED Sep 09, 2025