Consolidated Audit Trail (CAT) - Overview

The Financial Information Forum (FIF) leads collaborative working groups that help financial firms navigate regulatory requirements

As equities and options reporting has been successfully implemented, and reporting requirements are being expanded to include new message types as well as account information, FIF continues to lead collaborative efforts with Industry Members, the Plan Processor, Plan Participants and Regulators to ensure technical specifications and reporting processes are accurate and efficient while aligned with industry practice and regulatory goals.

All FIF Members are welcome to join the FIF CAT Working Groups. For more information contact This email address is being protected from spambots. You need JavaScript enabled to view it.

CAT Transaction Reporting Co-Chairs

David Alazraki, Fidessa
Mitvin Shah, Societe Generale

CAT CAIS Co-Chairs

Mark Hendrickson, DA Davidson
Jacki VanMoer, Goldman Sachs