Short Sale Implementation - Relevant Links

The FIF Front Office Committee tracks Short Sale Circuit Breaker implementation at the industry level. The following links point to websites and documents and are updated periodically and maintained on a best efforts basis. Please check the source websites (SEC, Exchange, etc.) for the most current information. Email updates for this page to to=fifinfo@fif.com" target="_blank" style="color: rgb(0, 123, 160); text-decoration: none; outline: 0px; font-weight: bold; line-height: inherit;">fifinfo@fif.com. Links added since the last update are highlighted as *NEW*

Short Sale Monitoring

FIF

SEC

Industry Testing

Exchanges/SIP

Regulatory Reporting

FINRA OATS/Trade Reporting

NASDAQ ACT

Listing Markets / Exchanges

BATS

CBSX

Chicago Stock Exchange

Direct Edge

NASDAQ OMX (NASDAQ, NASDAQ OMX BX, and NASDAQ OMX PSX)

National Stock Exchange

NYSE (NYSE, NYSE Amex and NYSE Arca)

SIPs

CTA

© 2020 Financial Information Forum

Press enter to search
Press enter to search

Interested in joining us?

Download membership kit

Key Reasons to Join

  1. Stay informed on Current Regulatory and Market Initiatives
  2. Drive Industry Issues to Successful Resolution
  3. Impact the implementation timing and methodology of new rules
  4. Apply FIF Insight Within Your Firm