Archive Working Groups - Comment Letters

FIF Comment Letter to the SEC regarding real-time position reporting and transaction reporting on Short Sale Reporting Study required by Dodd-Frank Act Section 417(a)(2)
POSTED Jun 23, 2011

FIF Letter to the SEC requesting exemptive relief for the facilitation of Customer or Dealer Sell Short Order as Riskless Principal when Firm's position is Net Long

POSTED Jul 26, 2010

FIF Letter to the SEC offering feedback on proposed Short Sale Amendments

POSTED Sep 23, 2009
FIF Letter to the SEC commenting on proposed Short Sale Amendments
POSTED Jun 25, 2009
 
 

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