OATS for NMS - Relevant Links

The FIF Front Office Committee tracks implementation for the OATS expansion to all NMS stocks at the industry level. The following links point to websites and documents and are updated periodically and maintained on a best efforts basis. Please check the source websites (FINRA, Exchange, etc.) for the most current information. Email updates for this page to fifinfo@fif.com. Links added since the last update are highlighted as *NEW* or *UPDATED*.

Last Updated: Jun 5, 2012

Entity Description
FIF
FINRA OATS for NMS
OATS Tech Specs
OATS Reports
NASDAQ
  • Sep 30, 2011: ERA #2011-10 - OATS Rule 7410 to be Expanded to All Reg NMS Securities *UPDATED*
NYSE
FINRA Filings re: OATS for NMS
OATS Reportable Symbol Directories

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