Archive Working Groups - Comment Letters

FIF comment letter to the SEC and ISRA Committee regarding 5 character roots and suffix symbology
POSTED Mar 02, 2010
Zip file includes comment letters from Charles Schwab, J.P. Morgan, TD Ameritrade and UBS
POSTED Jan 15, 2009
OCC Response to FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns
POSTED Nov 30, 2008
FIF Comment Letter to OCC Board of Directors to Address Current OSI Concerns
POSTED Nov 03, 2008
FIF Comment Letter to SEC on Amendment #1 of File No. 4-534 regarding the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols.
POSTED Feb 13, 2008
FIF/SIFMA NASDAQ Symbology Survey Report based on feedback from 45 firms including broker-dealers, service bureaus, market data vendors, exchanges and DTCC
POSTED Jan 30, 2008
FIF comment letter to the SEC regarding implementation impact of proposed Exchange Symbology Plans.
POSTED Aug 22, 2007
Comment letter sent to Nasdaq regarding implementation issues with the Comstock Suffix Symbology.
POSTED Mar 27, 2007
FIF commented on the OCC Symbology Implementation Plan recommending a shorter symbol and more details to assess the costs of this significant initiative
POSTED Sep 21, 2006
 
 

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