- Active Working Groups
- ATS
- CFTC Large Trader Reporting
- Consolidated Audit Trail
- Cost Basis
- Cybersecurity
- Compliance and Surveillance
- CT Plan
- Digital Asset Securities
- Emerging Technologies
- Electronic Blue Sheets
- Equity Market Regulations
- Financial Risk Regulations
- TRF / ORF
- 24x7 Trading
- Fixed Income Regulations
- Financial Data Transparency Act
- OFR Repo Reporting
- OTC Options Reporting
- Regulatory Reporting Fines
- Rule 605
- SEC Rule 606 and FINRA Rule 6470
- SEC Transition
- SEC Cyber, Reg SCI and Reg S-P
- Section 31 Fee / FINRA Regulatory Transaction Fee
- Securities Lending Transparency
- Short Sales / Reg SHO / Short Reporting
- Tax Information Reporting
- TRACE/RTRS
- Trump Accounts
- TRF Fractional Shares
- Archive Working Groups
- CAT (FIF Archive)
- FATCA (Foreign Account Tax Compliance Act)
- FINRA CARDS
- Large Trader Reporting
- Market Access
- Money Market Reform
- OATS for NMS
- ORF
- Reg E Remittance Transfer
- Regulation NMS
- Short Sale Implementation
- Single Stock Circuit Breaker
- Symbology
- Electronic Blue Sheets (EBS)
- Limit Up-Limit Down
- Mark Up Mark Down
- Large Options Positions Reporting
- Tick Size Pilot
- Retail Execution Quality
- SEC Reg Best Interest
TRACE / RTRS Working Group - Overview
The FIF TRACE / RTRS Working Group focuses on the reporting of trades in corporate, agency, Treasury and muni bonds and securitized products to the TRACE system operated by FINRA and the RTRS system operated by the MSRB.
Co-Chairs
Susan Crozier, FIS
Michael Khin, CLSA
Graf Douglas, Jane Street
Technical Notices
Keep track of service alerts, changes to documentation and system upgrades.
Technical Documentation
Download user guides and API specifications for the various TRACE reporting systems.
Frequently Asked Questions
Find answers to common questions regarding TRACE.
Fees
FINRA Rule 7730 explains the charges required for using TRACE.
TRACE Data & Licensing
Download data tables, independent research and the TRACE Fact Book.
TRACE Legal Agreements and Forms
Download the FINRA Participation Agreement (FPA), release forms, and other legal agreements pertaining to TRACE.